My RIA lawyer is a SEC Defense in Chicago dedicated to serving clients with a range of legal services including ria compliance, expungements & general counsel.Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue-generating activity. BUT, a robust compliance program can SAVE you money.
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My RIA lawyer is a SEC Defense in Chicago dedicated to serving clients with a range of legal services including ria compliance, expungements & general counsel.Let’s be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue-generating activity. BUT, a robust compliance program can SAVE you money.
