Christopher D. Warren is the head of Warren Law Group. Before founding the firm, he secured a securities license from the National Association of Securities Dealers, Inc. (NASD), now known as the Financial Industry Regulatory Authority, Inc. (FINRA). Chris was a key figure in several successful real estate ventures and graduated top of his class from New York Law School. He was also elected to the law review's editorial board.With a background in financial services and business, Chris offers practical strategies based on years of expertise in financial services, securities, real estate, and business. His aim is to align advice with client objectives and business plans.Chris specializes in representing clients in government investigations and enforcement actions by major regulatory bodies like the SEC, U.S. Attorneys’ Office, U.S. Department of Justice, FINRA, and more. He handles cases related to subpoena responses, SEC Wells Notices, and violations of "blue sky" securities laws.He has extensive experience defending stockbrokers and financial advisors in FINRA arbitrations and regulatory actions. This includes handling matters like broker misconduct, securities fraud, negligence claims, unauthorized trading, and more.Additionally, Chris handles cases related to cryptocurrency fraud, securities, business disputes, and real estate securities in both state and federal courts, as well as arbitration bodies like the American Arbitration Association (AAA) and Judicial Arbitration and Mediation Services (JAMS).In commercial litigation, he often deals with shareholder claims, partnership disputes, breach of fiduciary duty claims, and misrepresentation in private securities offerings.Every client's situation is distinct. Chris adapts his approach to suit each client's needs, advocating for them with vigor and sincerity.**Education:**- JD in Business and Securities Law, cum laude, from New York Law School- BS from the University of Phoenix**Bar Admissions & Memberships:**- New York State- New Jersey State- Eastern District of New York- Southern District- New Jersey District Court- Second Circuit
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Christopher D. Warren is the head of Warren Law Group. Before founding the firm, he secured a securities license from the National Association of Securities Dealers, Inc. (NASD), now known as the Financial Industry Regulatory Authority, Inc. (FINRA). Chris was a key figure in several successful real estate ventures and graduated top of his class from New York Law School. He was also elected to the law review's editorial board.With a background in financial services and business, Chris offers practical strategies based on years of expertise in financial services, securities, real estate, and business. His aim is to align advice with client objectives and business plans.Chris specializes in representing clients in government investigations and enforcement actions by major regulatory bodies like the SEC, U.S. Attorneys’ Office, U.S. Department of Justice, FINRA, and more. He handles cases related to subpoena responses, SEC Wells Notices, and violations of "blue sky" securities laws.He has extensive experience defending stockbrokers and financial advisors in FINRA arbitrations and regulatory actions. This includes handling matters like broker misconduct, securities fraud, negligence claims, unauthorized trading, and more.Additionally, Chris handles cases related to cryptocurrency fraud, securities, business disputes, and real estate securities in both state and federal courts, as well as arbitration bodies like the American Arbitration Association (AAA) and Judicial Arbitration and Mediation Services (JAMS).In commercial litigation, he often deals with shareholder claims, partnership disputes, breach of fiduciary duty claims, and misrepresentation in private securities offerings.Every client's situation is distinct. Chris adapts his approach to suit each client's needs, advocating for them with vigor and sincerity.**Education:**- JD in Business and Securities Law, cum laude, from New York Law School- BS from the University of Phoenix**Bar Admissions & Memberships:**- New York State- New Jersey State- Eastern District of New York- Southern District- New Jersey District Court- Second Circuit
